Are you open to new ideas, do you value creative freedom and live for cultural diversity? Do you desire mutual trust and responsibility? Would you like to work in a bank that has grown over 125 years and is active as a leading commercial and investment bank in Austria and Central and Eastern Europe (CEE)? Then you’ve found just the right place at Raiffeisen Bank International (RBI).

Senior Compliance Officer (m/f) - Capital Markets

Capital Markets Compliance is responsible for the adherence to all applicable laws related to Capital Markets (esp. WAG 2018, BörseG and related European regulation). To strengthen our team, we are currently looking for a Senior Compliance Officer (m/f):
 

Your tasks:

  • Responsible for the definition and periodical review of RBI Group standards and policies to fulfil legal requirements regarding Capital Markets Compliance and its implementation
  • Ensures group-wide compliance with the legal requirements regarding market abuse (prohibitions of insider dealing and market manipulation) and regarding investment services (principles of investor and investment based advice, conflicts of interest, etc.)
  • Controls the observance of the compliance rules within RBI Group and performs desk reviews in areas relevant for Capital Markets Compliance (e.g. local implementation of RBI Group standards and policies regarding Capital Markets)
  • Participation in group-wide projects as Compliance stakeholder
  • Acting as contact person for RBI Group entities, inter alia solving complex cases and in the preparation of a threat analysis regarding Capital Markets
  • Willingness to travel in Austria and abroad (esp. subsidiaries and branch offices in CEE/SEE)
  • Cooperates with regulatory and law enforcement authorities (e.g. preparation of documentation and statements in case of requests)
  • Screens and composes material in the legislative process for Capital Markets regulation and participates in related expert round tables (Financial Market Authority, WKO, auditing firms, banks)
  •  Manages daily operation of RBI Compliance systems (e.g. alert handling and case management for suspicious alerts, reviewing employee transactions, compliance statements, conflicts of interest, etc.)
  • Develops and conducts compliance trainings programs
  • Your ambition is to identify potential for new ways of working within our division (new collaboration technologies, new (agile) approaches, etc.)
  • You are innovative and want to work with pilots using new technologies

Your qualifications:

  • Several years of working experience relevant for the position as Senior Capital Markets Compliance Officer (e.g. capital markets/trading area, investment services/customer area, Securities Compliance at high skill level), University degree in law, economics or comparable subject of advantage
  • Experience with project management (ideally also with agile projects/scrum)
  • Profound knowledge of regulatory requirements for capital markets and financial industry
  • Profound knowledge of principles and market practice for detection of market manipulation and insider trading
  • Excellent knowledge of banking business (e.g. Treasury, Investment Banking, Portfolio Management, Product Development, Investor Relations, Securities Business)
  • Fluency in German and English, knowledge of CEE/SEE-languages of advantage
  • High level of communications skills
  • Team player, flexible and dynamic personality, ability to work under pressure
  • Very strong analytical and problem-solving skills
  • Conflict management and cost awareness
  • Proficiency in MS applications (Excel, Power Point, Word) and process-mapping

Our offer:

  • Join our dynamic and motivated team in one of the leading banking groups in Austria and Central and Eastern Europe
  • EUR 60.000,- annual gross salary incl. overtime – additional payment according to skills and experience
  • Work-Life balance due to variable working hours
  • State of the art learning and development opportunities