Junior Compliance Officer - Capital Markets Compliance (f/m/x)

Join our Capital Markets Compliance team, part of the Group Compliance division, and play a key role in managing investor protection and market conduct rules (MiFID2, WAG 2018, MiCAR), as well as preventing and detecting market abuse (MAR, BörseG 2018).

We seek an enthusiastic colleague who is passionate about maintaining the highest standards of market integrity. Help us shape a transparent and ethical financial future!

Your mission at RBI:

• Analyze regulatory requirements on investor protection and market conduct and develop comprehensive implementation approaches with an end-to-end view to ensure regulatory compliance
• Provide practical guidance to business units on applicable RBI policies and regulatory requirements on investor protection and market conduct
• Monitor compliance with investor protection and market conduct rules, including best execution, product governance, conflicts of interest, and inducements, etc.
• Perform market abuse prevention controls in RBI Compliance systems (e.g. market abuse alert handling) and ensure unusual or suspicious transactions are properly identified, documented, and reported
• Support the development and delivery of compliance training programs
• Design, develop and review compliance processes in line with evolving market standards, integrating them into Compliance IT systems using the latest technologies

Your core competencies:

• University degree in law, economics or a related field, or equivalent professional experience in the financial industry
• Prior experience in compliance, consultancy, or at a financial market regulator is an advantage
• Demonstrated interest in financial markets and a working knowledge of financial instruments
• Curiosity about process design, with experience or aptitude for automation and efficiency improvements
• Collaborative, flexible and resilient, with effective problem-solving skills
• Professional proficiency in English; knowledge of German and languages from CEE/SEE is an advantage

What´s in it for you:

• Flexible work week: Flexible hours, work-from-home options from Austria, and 30 days/year remote work from any EU country.
• Global community: 75+ nationalities, English as the company language, and work permit support. Find out more about international applications here.  
• Career growth: We believe in continuous learning and proactive career development. Take on challenging work that stretches your abilities, attend trainings, and use new technologies to make a lasting impact.
• Stay healthy: Subsidized canteen, well-being programs, check-ups, and sport allowances.
• Save money: Discounts, exclusive banking terms, and a heavily subsidized public transport pass.
• Family support: Child allowances, gender-neutral parental leave, bilingual company kindergarten, and holiday childcare.
• Competitive salary: Starting at EUR 46.600 gross p.a. excluding overtime, with market-compliant overpayment based on experience and qualifications. We are happy to discuss your actual salary in person.

If you have questions regarding our application process, feel free to check out our FAQ or our page for international applicants.   Your contact: Alice Sulzer Talent Acquisition Team